The Technology team is a rapidly growing and critically important strategic initiative for Guggenheim Securities (“GS”). The Menlo Park-based team is a key part of Guggenheim's TMT practice and leads the coverage and execution of transactions for technology companies. Guggenheim is seeking an Experienced Associate (1+ year of investment banking experience at the Associate level) to work as a key part of lean deal teams on M&A and other strategic assignments providing immediate and meaningful exposure to senior bankers and senior client executives. Our Associates are expected to play an integral role in evolving and enhancing our client relationships and are active participants throughout the life of a transaction and beyond. We offer an unparalleled opportunity to work as part of small client teams on major strategic and financing assignments providing meaningful exposure to senior bankers and client representatives. Candidates should be top performers who are willing to work hard in an unstructured environment where initiative creativity maturity and enthusiasm for learning are highly valued.

Headquartered in New York, Guggenheim offers a premier investment banking advisory practice to clients from offices across New York, London, Chicago, Boston, Atlanta, San Francisco, and Houston.Guggenheim is seeking an exceptional, experienced Analyst to join its Technology, Media and Telecom (“TMT”) Investment Banking group located in London.Our London-based TMT Investment Banking team is a key part of our TMT practice and leads the coverage and execution of transactions for companies in that sector. The group advises clients in the digital sector on various financial transactions, including mergers and acquisitions, equity/equity-linked and debt financings, joint ventures, restructurings, and financial investments.Analysts will join a highly collaborative team responsible for providing M&A advisory and capital raising (equity and fixed income) service and capabilities to corporate clients. Guggenheim offers a unique opportunity to work as part of small client teams on major strategic and financing assignments, providing meaningful exposure to senior bankers and client representatives.We aspire to continuously refresh and cultivate a culture of Innovation, Diversity and Inclusion. In a client services business like ours, our team members are the product, the service, and the offering.  We will provide best-in-class Investment Banking training—formal and hands-on—as you continue to develop your professional toolkit: M&A process management, business acumen, financial analysis, data analysis, soft-selling and presentation skills, professional communication (verbal, written and virtual), negotiations, and more. Candidates should be top performers who are willing to work hard in an unstructured environment where initiative, creativity, maturity, and enthusiasm for learning are highly valued. Candidates must be focused on earning a promotion to Associate upon completion of the Analyst program and becoming a top performer with the intention of developing a long-term banking career.

The Client Reporting Vice President position oversees the production, review, approval, distribution, and retention of client reports.  Reporting to the Head of Client Reporting, the Vice President oversees the functions associated with internal and external reporting for clients and third-party providers.  We seek a candidate adept at problem solving, is articulate, takes initiative, and has the confidence and communication skills to interact with individuals at all levels of the company. A candidate with experience in insurance client reporting is a plus. Success in this role entails operating in a high-volume, deadline-driven environment, and the capability and willingness to get involved in daily tasks and step in to help the team as necessary. The role provides the opportunity to partner closely with the Head of Client Service Support, the Client Service Support team, Portfolio Management professionals and colleagues within Business Operations.   The position is located in our New York City offices

Guggenheim Investments is seeking a seasoned tax professional to join its Alternative Investments Tax Team. This position will be responsible for the tax compliance of credit focused private funds (hedge funds, hybrid funds etc.), structured securitization vehicles (CLOs, aircraft financing deals, real estate financing, infrastructure investments), real estate funds, private equity funds and SPVs. The product exposure runs the gamut but is primarily credit focused (bank loans, bonds, ABS, structured products).   The right individual will be smart, diligent, self-motivated and will be excited to broaden his/her experience. The Tax Senior Associate is going to be reporting to the Tax Director and will sit in the NY office.

Guggenheim Investments is seeking an experienced Compliance professional to join to join our Institutional Compliance group. This position will be responsible for compliance reporting including client certifications, reviewing RFPs and DDQs, and reviewing and approving new business opportunities.    The ideal candidate will be diligent, self-motivated, and experienced working with various stakeholders across all functions.   The position is based in our New York Office, but could also be based out of our Chicago or Santa Monica office. 

Guggenheim Securities is seeking an experienced Control Room professional to join its Control Room team.  Reporting to the Head of Guggenheim Securities Control Room, this person will be responsible for partnering with business and corporate leaders of the Investment Bank, to ensure full understanding of compliance with relevant reputational, regulatory, and legal requirements applicable to the Control Room.  The successful candidate will interact with all levels of the organization, including executive management, and have the ability to thrive in a fast-paced environment. The Control Room Compliance Officer position is a hybrid in-office/work from home opportunity located in New York.

Guggenheim is seeking an established and successful external sales professional with strong relationships in the wire house and regional channels. The External Wholesaler (Regional Vice President) will support and grow Guggenheim’s mutual fund business to financial intermediaries. The RVP will perform as part of a sales team, which includes an internal wholesaling partner and will be responsible for the development and day-to-day management of geographic territories within Southern California. Reporting to the Divisional Manager, the individual will work remotely within their territory.

Guggenheim Investments is seeking a candidate interested in gaining cross-team skill development to join its Transaction Services department within the Investment Management Operations business. The Transaction Services department is comprised of Allocations, Trade Confirmation, Settlements, and Collateral Management. In this role, one will be trained on the core concepts and tasks of each group (Allocations, Confirmation & Settlements, Collateral Management), preparing them to obtain a broader skillset and extensive full-cycle knowledge of Transaction Services. One has the opportunity to work and communicate effectively with internal groups including portfolio management, trading, client distribution, legal and compliance.   This position is located in our Chicago offices. 

Guggenheim Investments is seeking an exceptional individual to join its Distribution team.  This Director-level position will be responsible for supporting the broader sales team by developing a pipeline of prospective Insurance industry clients, specifically within the Property & Casualty and Life and Health segments, with the purpose of winning mandates from new or existing clients.  The employee will regularly collaborate with the Investment Management team on both developing sales pitches to prospective clients as well as providing vital client servicing functions.The ideal candidate will demonstrate critical thinking skills, multi-tasking ability, initiative, and a team-oriented mindset.  Prior experience with an insurance company, ratings agency, or investment management business and a firm understanding of Fixed Income instruments are critical to success in this position.  The candidate must be comfortable interacting with prospective and existing clients, as well as internal stakeholders.

Guggenheim Investments is seeking an Administrative Assistant to support a Senior Managing Director and a Managing Director. The position involves travel planning, calendar maintenance, expense submissions and other administrative tasks. The assistant will be involved in communicating with teams across the firm as well as with others outside the firm to plan, calendar, organize and follow up on meetings. Candidates should be top performers who are willing to work hard in an entrepreneurial environment where initiative, creativity, maturity, and enthusiasm for learning are highly valued.

Guggenheim is seeking a Defined Contribution Investment Only (DCIO) Specialist for its DCIO Knowledge Center.  Our DCIO Knowledge Center is a high-quality team that includes our DCIO Desk Specialists and DCIO Account Manager.  This team will support various internal and external sales representatives across all distribution channels including advisors and record keeping platforms.  This team will serve as DCIO subject matter experts within the firm to properly position Guggenheim Investments in the DCIO marketplace.   Reporting to the Head of DCIO, this person will join a team responsible for increasing DCIO assets.  In your role as a Specialist, you will be responsible for processing incoming leads from the broker dealer, IBD, RIA and UIT teams and you will serve as a retirement resource for our field teams and National Account teams.  You will work with advisors, consultants, investment fiduciaries, third-party administrators and record keepers to drive the utilization of our investment capabilities in DC plan investments. You will answer complex questions on the DCIO market and our product offerings. This role is based in Chicago.

Guggenheim Securities (“Guggenheim”), the Investment Banking division of Guggenheim Partners, is seeking a Vice President to join its Structured Products Origination (“SPO”) team. Structured Products is a core focus area at Guggenheim, and the firm is a market leader in providing its clients with a broad range of financing solutions using securitization technology applied to a variety of traditional and non-traditional asset classes, including franchise royalties, IP rights, oil & gas assets, data centers, billboards, cell towers, venture debt, tax liens and others. Guggenheim ranks as the #1 underwriter of non-traditional asset-backed securities and has raised over $86 billion across 230+ transactions executed since 2014. Guggenheim has been selected by GlobalCapital for awards in each of the last four years, having been named “Esoteric ABS Bank of the Year” for 2020, “Best Securitization Bank of the Year” for 2019, “Most Innovative Securitization Bank of the Year” for 2018 and “Esoteric ABS Bank of the Year” for 2017. Our Vice Presidents play an integral role in evolving and enhancing our client relationships and are active participants in client management and throughout the life of each transaction. Our Vice Presidents benefit tremendously from the experience and partnership they have with our Senior Bankers and we pride ourselves on the dedication we give to cultivating and developing our junior and mid-level bankers. We have a long-term view and support our bankers as they develop their managerial, marketing, sales, analytical, presentation, and communication skills throughout their careers.

Asset Consulting Group is looking for an Investment Operations Analyst to join the team. This candidate will have sound investment knowledge and thrive in a semi-autonomous and entrepreneurial environment while maintaining strong relationships with colleagues, client custodians and investment managers.  The individual will act as a primary contact for the operational oversight of ACG’s Discretionary client portfolios and be responsible for a variety of operational tasks including execution of transactions, reporting, and insuring compliance with firm and client policies. This position is located in our St. Louis office.