Guggenheim Securities is seeking a motivated compliance professional to join its Investment Banking Compliance Team as an Associate. This person will work closely with the front-line business, management, legal, operations and business controls and report to the Head of Investment Banking Compliance on a wide variety of regulatory and compliance matters relevant to the Firm’s investment banking advisory and financing businesses (IB). The position is based in the Firm’s New York Office.
Guggenheim Partners is a diversified financial services firm that delivers value to its clients through two primary businesses: Guggenheim Investments, a premier global asset manager and investment advisor, and Guggenheim Securities, a leading investment banking and capital markets business. Guggenheim’s professionals are based in offices around the world, and our commitment is to deliver long-term results with excellence and integrity while advancing the strategic interests of our clients.
Guggenheim is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Learn more at GuggenheimPartners.com, and follow us on LinkedIn and Twitter @GuggenheimPtnrs.