Guggenheim Securities is seeking an exceptionally organized and detail-oriented candidate to join the Internal Audit Team. The Vice President Internal Audit will report to the Head of Audit Guggenheim Securities and will assist in the planning and execution of audits across the firm. This will entail researching business units and services they engage in and identifying relative risks; executing fieldwork, including business unit interviews; documentation and testing of processes and controls; and assisting in the drafting and vetting of findings, issues and related actions plans.
The successful candidate will have six to ten years of audit experience. They will also possess outstanding intellect, analytical abilities, and self-confidence. They must have the proven ability to anticipate, and provide solutions to, complex problems. In addition, the successful candidate will have a strong work ethic and unquestionable integrity, possess excellent communication skills (oral and written), and be capable of presenting in a clear and compelling manner to management.
This is an opportunity for a candidate with strong internal audit skills and knowledge of Investment Banking and Sales and Trading to make a real impact in a dynamic firm across its front to back operations.
This position is in New York City and may require some domestic and international travel.
Guggenheim Partners is a diversified financial services firm that delivers value to its clients through two primary businesses: Guggenheim Investments, a premier global asset manager and investment advisor, and Guggenheim Securities, a leading investment banking and capital markets business. Guggenheim’s professionals are based in offices around the world, and our commitment is to deliver long-term results with excellence and integrity while advancing the strategic interests of our clients.
Guggenheim is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Learn more at GuggenheimPartners.com, and follow us on LinkedIn and Twitter @GuggenheimPtnrs.