Guggenheim Investments is seeking an experienced Senior Compliance Manager to join to join our Compliance group. This position will be responsible for client compliance functions including new prospect approvals, lobbyist registrations, and supporting the RFP and DDQ review process.
The ideal candidate will be diligent, self-motivated, and experienced working with various stakeholders across all functions.
The position is based in our New York Office, but could also be based out of our Chicago or Santa Monica office.
Annual base salary between $190,000 and $210,000.
The base salary range represents the low and high end of the anticipated base salary range for this position. Actual base salaries may vary depending on factors such as location and experience. The range listed reflects base salary only, and the total compensation package may include other components such as incentive compensation.
Guggenheim Partners is a diversified financial services firm that delivers value to its clients through two primary businesses: Guggenheim Investments, a premier global asset manager and investment advisor, and Guggenheim Securities, a leading investment banking and capital markets business. Guggenheim’s professionals are based in offices around the world, and our commitment is to deliver long-term results with excellence and integrity while advancing the strategic interests of our clients.
Guggenheim is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Learn more at GuggenheimPartners.com, and follow us on LinkedIn and Twitter @GuggenheimPtnrs.
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