Guggenheim Securities is seeking an experienced Control Room professional to join its Control Room team. Reporting to the Head of Guggenheim Securities Control Room, this person will be responsible for partnering with business and corporate leaders of the Investment Bank, to ensure full understanding of compliance with relevant reputational, regulatory, and legal requirements applicable to the Control Room. The successful candidate will interact with all levels of the organization, including executive management, and have the ability to thrive in a fast-paced environment. The Control Room Compliance Officer position is a hybrid in-office/work from home opportunity located in New York.
Guggenheim Partners is a diversified financial services firm that delivers value to its clients through two primary businesses: Guggenheim Investments, a premier global asset manager and investment advisor, and Guggenheim Securities, a leading investment banking and capital markets business. Guggenheim’s professionals are based in offices around the world, and our commitment is to deliver long-term results with excellence and integrity while advancing the strategic interests of our clients.
Guggenheim is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Learn more at GuggenheimPartners.com, and follow us on LinkedIn and Twitter @GuggenheimPtnrs.
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