The New Accounts Associate will support the day-to-day operations to fulfill on-boarding, KYC and AML requirements for opening new accounts and refreshing existing accounts within Guggenheim Securities, LLC, which is a FINRA registered broker-dealer. This will include reviewing new account information as per legal and regulatory requirements. This position requires attention to detail where work-flow prioritization is required to examine the documentation provided by internal and external business partners. The product areas covered include: Investment Banking, Equities Sales & Trading, Syndication, Options and Fixed Income.
• Annual base salary between $80,000 and $100,000.
The base salary range represents the low and high end of the anticipated base salary range for this position. Actual base salaries may vary depending on factors such as location and experience. The range listed reflects base salary only, and the total compensation package may include other components such as incentive compensation.
Guggenheim Partners is a diversified financial services firm that delivers value to its clients through two primary businesses: Guggenheim Investments, a premier global asset manager and investment advisor, and Guggenheim Securities, a leading investment banking and capital markets business. Guggenheim’s professionals are based in offices around the world, and our commitment is to deliver long-term results with excellence and integrity while advancing the strategic interests of our clients.
Guggenheim is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Learn more at GuggenheimPartners.com, and follow us on LinkedIn and Twitter @GuggenheimPtnrs.
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