Guggenheim is seeking an experienced Head of Internal Audit for its Securities business. This position will report to the Chief Internal Auditor and will be responsible for implementing and managing a risk-based audit plan to assess the adequacy and effectiveness of Guggenheim Securities’ risks and controls framework.
The successful candidate will possess strong knowledge of internal audit professional standards, have excellent business acumen, appreciate the importance of partnership and having a commercial view while maintaining internal audit’s independence and high level of integrity and objectivity. In addition, the successful candidate will have a strong work ethic, possess excellent communication skills (oral and written), and be capable of presenting internal audit’s findings in a diplomatic and compelling manner to management.
This position will be in New York and will require some travel, primarily domestic, but other travel may be required.
Guggenheim Partners is a diversified financial services firm that delivers value to its clients through two primary businesses: Guggenheim Investments, a premier global asset manager and investment advisor, and Guggenheim Securities, a leading investment banking and capital markets business. Guggenheim’s professionals are based in offices around the world, and our commitment is to deliver long-term results with excellence and integrity while advancing the strategic interests of our clients.
Guggenheim is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Learn more at GuggenheimPartners.com, and follow us on LinkedIn and Twitter @GuggenheimPtnrs.
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